Pre-Assessment and Certification Pathway

IGSB provides a structured pathway for organisations seeking independent assessment and certification against the G-Series Governance Standards.

The pathway is designed to ensure clarity, consistency, and evidence-based decision-making at each stage of engagement.

Overview of the Certification Pathway

The IGSB certification pathway consists of clearly defined stages, each with specific objectives, evidence expectations, and decision points.

1. Pre-Assessment (optional)

2. Evidence Preparation

3. Formal Assessment

4. Certification Decision

5. Ongoing Review and Renewal

Stage-by-Stage Breakdown

Each stage in the certification pathway is structured to preserve independence, ensure evidence integrity, and support consistent, defensible decision-making across all organisations, irrespective of size, sector, or jurisdiction.

Stage 1

Pre-Assessment (Optional)

A scoped review to confirm readiness, identify gaps, and define the expected evidence set before formal assessment begins.

Clarifies applicable standards and assessment scope

Highlights priority gaps and remediation actions

Provides a readiness view before formal engagement

Stage 2

Evidence Preparation

Organisations compile evidence against defined criteria, ensuring traceability, governance ownership, and audit-ready documentation.

Evidence mapped directly to published criteria

Ownership assigned across accountable roles

Documentation structured for review efficiency

Stage 3

Formal Assessment

Evidence is reviewed against criteria using a consistent methodology, with requests for clarification handled through controlled review cycles.

Criteria-based review with documented rationale

Clarifications requested where evidence is incomplete

Findings recorded in a controlled assessment record

Certification Stages (Continued)

The stages below complete the certification pathway, defining the formal review, decision, and ongoing surveillance requirements that preserve independence, consistency, and long-term conformity to IGSB criteria.

Stage 4

Assessment Determination

Assessment findings are consolidated and evaluated against published criteria, with evidence sufficiency, materiality, and any outstanding conditions documented prior to decision.

Findings consolidated into a structured assessment record aligned to criteria

Material nonconformities and conditions categorised with required remediation evidence

Final evidence sufficiency check completed prior to decision routing

Stage 5

Independent Certification Decision

A certification decision is issued through an independence-preserving decision route, confirming scope, applicable standards, and any conditions or limitations attached to certification.

Decision made by an independent decision authority separate from assessment activity

Certification scope and applicability confirmed, including standards and organisational boundary

Decision outcome documented, including conditions, limitations, and validity period

Stage 6

Surveillance & Renewal Cycle

Certified organisations are subject to defined surveillance and renewal requirements to ensure ongoing conformity, evidence maintenance, and governance continuity over time.

Surveillance checks scheduled in accordance with certification cycle requirements

Material change controls applied (scope, ownership, governance structure, risk profile)

Renewal assessment completed to confirm continued conformity and certification validity

Certification Stages (Final)

The final stages define non-routine controls that protect the integrity of certification outcomes, including enforcement actions, formal appeals and complaints handling, and scope modification where organisational circumstances change.

Stage 7

Suspension or Withdrawal

Where material nonconformity, integrity concerns, or sustained failure to meet requirements is identified, certification may be suspended or withdrawn in accordance with documented enforcement controls.

Enforcement triggers defined, including material nonconformity and integrity-related concerns

Suspension conditions documented with required corrective action and evidence timeframes

Withdrawal actions recorded and scope/status updated across issued certification records

Stage 8

Appeals and Complaints Handling

A formal process is maintained to receive, evaluate, and resolve appeals and complaints in a controlled, impartial manner, with documented outcomes and independence safeguards.

Controlled intake and triage process with clear eligibility and scope of review

Independence preserved through separation from original assessment and decision activity

Outcomes documented, including corrective actions, determinations, and communications trail

Stage 9

Scope Modification and Extension

Where organisational scope, boundaries, or material operating conditions change, certification scope may be modified or extended subject to review against published criteria and evidence requirements.

Scope change requests evaluated against published criteria and organisational boundary definitions

Evidence requirements specified for additions, removals, or modifications to certified scope

Scope updates issued through controlled decision routing and certification record revision

Certification Governance & Independence

The IGSB certification framework is governed through defined independence, oversight, and separation controls designed to ensure impartiality, consistency, and public confidence in certification outcomes.

Certification activities are structured to preserve independence between assessment, decision-making, and enforcement functions. Individuals involved in assessment activities do not participate in certification decisions relating to the same organisation, and decision authority is exercised through controlled, documented routes.

Oversight mechanisms are maintained to support consistent application of criteria, evidence expectations, and decision outcomes across organisations and sectors. Review controls, documented methodologies, and escalation routes are applied to reduce subjectivity and ensure defensible certification determinations.

Conflict of interest controls are applied across all certification activities, including assessor assignment, decision routing, and appeals handling. Identified conflicts are recorded, managed, and mitigated in accordance with documented governance procedures to protect the integrity of the certification framework.